LBS 943 (01) - Securities Regulation: Public and Private Securities Markets

Sec Reg:Pub&Priv Secur Markets

Credits: 3.0
Term: Spring 2023 - Law (01/17/2023 - 05/12/2023)
Grade Mode: Letter Grading
Class Size:   25  
CRN: 52120
This course introduces students to U.S. securities regulation, with a focus on the issues faced by startup companies. The course provides a detailed look at startups and their securities regulatory including both private and public securities transactions. The course covers: the Securities Act of 1933; the Securities Exchange Act of 1934; the basic principles of securities law; private securities offerings; initial public offerings and other public securities offerings; basic corporate finance; securities regulation liabilities (e.g., antifraud provisions and insider trading); state securities regulation; secondary trading of securities; and significant regulatory reforms. While primarily a law course, this course also includes significant business, economic and finance elements (although a background in those areas is not necessary).
Instructor Approval Required. Contact Instructor for permission then register through Webcat.
Majors not allowed in section: LAW: JD HYBRID
Excluding the following students: Graduate Law - Online
Instructors: John Orcutt

Times & Locations

Start Date End Date Days Time Location
1/17/2023 5/12/2023 MW 3:00pm - 4:30pm UNHL 274