LBS 943 (01) - Securities Regulation: Public and Private Securities Markets

Sec Reg:Pub&Priv Secur Markets

Credits: 3.0
Term: Spring 2022 - Law (01/18/2022 - 05/13/2022)
Grade Mode: Letter Grading
Class Size:   25  
CRN: 52356
This course introduces students to U.S. securities regulation, with a focus on the issues faced by startup companies. The course provides a detailed look at startups and their securities regulatory including both private and public securities transactions. The course covers: the Securities Act of 1933; the Securities Exchange Act of 1934; the basic principles of securities law; private securities offerings; initial public offerings and other public securities offerings; basic corporate finance; securities regulation liabilities (e.g., antifraud provisions and insider trading); state securities regulation; secondary trading of securities; and significant regulatory reforms. While primarily a law course, this course also includes significant business, economic and finance elements (although a background in those areas is not necessary).
Majors not allowed in section: LAW: JD HYBRID
Excluding the following students: Graduate Law - Online
Attributes: Law Upper Level Writing
Instructors: John Orcutt

Times & Locations

Start Date End Date Days Time Location
1/18/2022 5/13/2022 TR 10:00am - 11:15am UNHL 201